Compliance Toolkit

Anti-money laundering and counter-terrorism financing program including policies, procedures, internal controls, and independent testing.

• Written policies and procedures
• Designated compliance officer
• Risk assessment
• Employee training program
• Independent audit/testing

Know Your Customer and Customer Due Diligence processes including identity verification, risk rating, and enhanced due diligence for high-risk customers.

• Identity verification (SDD/CDD/EDD)
• Beneficial ownership identification
• Customer risk rating
• Ongoing monitoring
• PEP screening

Real-time and batch monitoring of fiat and on-chain transactions for suspicious activity, structuring, and sanctions violations.

• Rule-based alert generation
• Blockchain analytics integration
• Case management
• SAR/STR filing workflow
• Threshold calibration

Screening customers, transactions, and wallet addresses against OFAC SDN, EU Consolidated List, UN Security Council, and other sanctions lists.

• Real-time screening
• Wallet address screening
• Fuzzy name matching
• False positive management
• List update automation

Enterprise-wide risk assessment covering customer risk, product risk, geographic risk, and channel risk specific to virtual asset activities.

• Annual risk assessment
• Customer risk factors
• Product/service risk factors
• Geographic risk factors
• Residual risk scoring